Charlie Guidry, Founder

I think the capital raising market has a hole in it.

Emerging companies want to raise capital and be fully compliant with federal and state securities laws. But the regulatory landscape is confusing, and the consequences of messing up keeps you awake at night.

Finding an attorney who really knows securities law is hard, Finding one with SEC experience—at a cost structure that makes sense for you—seems impossible.

If this feels familiar, you’ve found the same hole I did. It’s time to climb out.

I spent ten years at the SEC, most recently as Special Counsel in CorpFin’s Office of Small Business Policy. I know the exemptions from registration as well as anyone, and I can help you make and execute a compliant capital raising plan.

Or, if you are a broker-dealer needing help registering with FINRA, with an SEC or FINRA exam, or with questions on how your interest in crypto interacts (or not) with your status as a broker or dealer, my time in the Division of Trading and Markets’ Office of Chief Counsel will be useful for you.

Let’s talk.

charlie@cguidrylaw.com

Charlie Guidry, of C Guidry Law, PLLC, is a securities and emerging companies lawyer. He can help you with Reg A, Reg CF, Red D, and your IPO.

Admitted

Washington, DC

North Carolina

Virginia (associate)

Education

I went to LSU for law school, grad school (music), and undergrad (music). So, yes, I’m a Tiger.

Some Light Reading

Here are links to the Federal Register for some of the topics I helped the Commission think about (I am a nerd and find it extremely cool to be named in the FR): Regulation A, Accredited Investor, Finders, & Regulation Crowdfunding.

Charlie Guidry, Founder

I think the capital raising market has a hole in it.

Emerging companies want to raise capital and be fully compliant with federal and state securities laws. But the regulatory landscape is confusing, and the consequences of messing up keeps you awake at night.

Finding an attorney who really knows securities law is hard, Finding one with SEC experience—at a cost structure that makes sense for you—seems impossible.

If this feels familiar, you’ve found the same hole I did. It’s time to climb out.

I spent ten years at the SEC, most recently as Special Counsel in CorpFin’s Office of Small Business Policy. I know the exemptions from registration as well as anyone, and I can help you make and execute a compliant capital raising plan.

Or, if you are a broker-dealer needing help registering with FINRA, with an SEC or FINRA exam, or with questions on how your interest in crypto interacts (or not) with your status as a broker or dealer, my time in the Division of Trading and Markets’ Office of Chief Counsel will be useful for you.

Let’s talk.

charlie@cguidrylaw.com

  • I went to LSU for law school, grad school (music), and undergrad (music). So, yes, I’m a Tiger.

  • Here are links to the Federal Register for some of the topics I helped the Commission think about (I am a nerd and find it extremely cool to be named in the FR): Regulation A, Accredited Investor, Finders, & Regulation Crowdfunding.