Why box-checking isn’t enough
Checking the box is a good first step, but to comply with Reg D, you have to do more for your 506(b) and 506(c) offerings. By Charlie Guidry — former SEC Special Counsel, Divisions of Corporation Finance and Trading and Markets (10+ years at the SEC)
Did the Latham Letter shake open 506(c)?
Was the Latham Letter an earthquake? By Charlie Guidry — former SEC Special Counsel, Divisions of Corporation Finance and Trading and Markets (10+ years at the SEC)
Reg A Caps, Part 2
The non-accredited investor cap in Reg A. By Charlie Guidry — former SEC Special Counsel, Divisions of Corporation Finance and Trading and Markets (10+ years at the SEC)
Reg A Caps, Part 1
How Regulation A’s offering cap, resale cap, and affiliate resale cap works. By Charlie Guidry — former SEC Special Counsel, Divisions of Corporation Finance and Trading and Markets (10+ years at the SEC)
Let’s talk issuer eligibility
Who can use Reg A, anyway? By Charlie Guidry — former SEC Special Counsel, Divisions of Corporation Finance and Trading and Markets (10+ years at the SEC)
Regulation A is Awesome
Something doesn’t have to be perfect to be awesome. By Charlie Guidry — former SEC Special Counsel, Divisions of Corporation Finance and Trading and Markets (10+ years at the SEC)