PLI Faculty

I teach continuing legal education programs for the Practising Law Institute (PLI), covering SEC reporting, capital raising, and securities compliance for lawyers, accountants, and compliance professionals. Full PLI faculty profile.

Recent Programs

  • 22nd Annual SEC Reporting & FASB Forum for Mid-Sized & Smaller Companies — PLI, September 2026. Panelist, "Tuning Up Your Management's Discussion and Analysis," alongside Samita K. Ahmad.

  • SEC 101 Reporting Essentials for Lawyers Workshop 2026: Legal Foundations & SEC Research Tools — PLI, September 2026. Half-day workshop covering the legal foundations and research tools lawyers need for SEC reporting work.

Upcoming

  • SEC 101 Reporting Essentials for Lawyers Workshop 2026: Legal Foundations & SEC Research Tools — PLI, November 2026. Half-day workshop covering the legal foundations and research tools lawyers need for SEC reporting work.

Other Speaking Engagements

  • Featured Panelist, Crowdfunding Professional Association (CfPA) Summit 2026

  • Panelist, International Institute for Securities Market Growth and Development, April 2026

What Sets Us Apart

My SEC background — rulemaking work on Regulation A, the accredited investor definition, finder registration, and Regulation Crowdfunding — shapes what I bring to these programs: practical, staff-level insight into how the rules actually get applied, not just what they say on paper. (I also meet regularly with the SEC's Crypto Task Force on client matters — more on that on the Crypto page.)

Looking for a speaker?

If you're organizing a CLE program, panel, or conference session on SEC reporting, capital raising, or crypto securities issues, I'd love to talk.